U.S. Securities and Exchange Commission

Results: 20323



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131Financial regulation / Economy / 73rd United States Congress / U.S. Securities and Exchange Commission / Ontario Securities Commission / Securities regulation in the United States / Securities Act / Security / Investment Industry Regulatory Organization of Canada

OSC Bulletin: July 28, 2016 Volume 39, Issue 30

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2016-07-28 15:31:45
132Stock market / Economy / Finance / U.S. Securities and Exchange Commission / 73rd United States Congress / Business / Securities Exchange Act / Initial public offering / Federal Rules of Civil Procedure / Securities regulation in the United States / Security / SEC filing

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-03-30 15:53:06
133Economy / Finance / Money / Financial crises / Systemic risk / Financial market / Financial crisis of 200708 / Educational technology / Subprime mortgage crisis / U.S. Securities and Exchange Commission / Security / Long-Term Capital Management

Full file at http://testbankwizard.eu/Test-Bank-for-Principles-of-Managerial-Finance-Brief-7th-Edition-by-Gitman Principles of Managerial Finance, Brief, 7e (Gitman) Chapter 2 The Financial Market EnvironmentU

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Source URL: testbankwizard.eu

Language: English - Date: 2016-05-22 12:20:12
134Economy / Stock market / Finance / Business / Auction theory / Financial markets / 73rd United States Congress / U.S. Securities and Exchange Commission / Order / Auction / Securities Exchange Act / Security

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Source URL: cdn.batstrading.com

Language: English
135United States corporate law / Economy / Business / Law / 107th United States Congress / SarbanesOxley Act / Corporate governance / Larry Ribstein / U.S. Securities and Exchange Commission / DoddFrank Wall Street Reform and Consumer Protection Act / Annual report / Regulatory compliance

Microsoft Word - Bainbridge_6fmt _Final_

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Source URL: www.minnesotalawreview.org

Language: English - Date: 2011-05-24 23:48:05
136U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / Constitutional amendment / Economy / Financial regulation / Finance / United States federal banking legislation / SEC filing

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-06-22 16:35:45
137Economy / Stock market / Finance / Business / Initial public offering / Order / U.S. Securities and Exchange Commission / Securities Exchange Act / Auction / Security / BATS Global Markets

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-03-30 15:52:23
138Finance / Money / Economy / Corporate finance / Stock market / Equity securities / SEC filings / Form 4 / U.S. Securities and Exchange Commission / Security / Stock / Securities Exchange Act

FORMCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

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Source URL: compliance-sec.com

Language: English - Date: 2016-04-05 08:26:24
139United States securities law / Economy / Finance / Law / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Uniform Securities Act / Registered representative / North American Securities Administrators Association / Joseph Borg / Securities Act / Filing

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2016-08-03 14:20:30
140Economy of Trinidad and Tobago / Economy / Trinidad and Tobago Securities and Exchange Commission / International Organization of Securities Commissions / Government / U.S. Securities and Exchange Commission / Financial regulation / Securities commission / Trinidad and Tobago Stock Exchange / Securities and Exchange Commission / Trinidad and Tobago

FR08/16 Country Review of Republic of Trinidad and Tobago’s Implementation of IOSCO Objectives and Principles of Securities Regulation

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Source URL: www.iosco.org

Language: English - Date: 2016-08-16 13:48:05
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